Workplace Violence Prevention and Violence Response Planning Considerations

Archive for the ‘Small Business’ Category

Workplace Violence Prevention and Violence Response Planning Considerations

Posted on: March 21st, 2023

Is your workplace violence response plan to an active assailant something of concern to you?  You no longer read or hear frequent news reports about the “Going Postal” threat anymore. The Postal Service recognized it needed to take preventive measures.

Why?

Could it be that initiative-taking measures were taken and continued today to manage the threat? What is your organization’s mindset relative to the active assailant threat? Is the active assailant taken for granted as someone not employed at your workplace or school and incapable of such violence? Is your school relying on technology and the presence of school resource officers to be your school’s first line of prevention measures? Today as more incidents of disgruntled persons hit the news waves are you questioning or doubting your readiness? If you are, that is a commendable reaction. The next question is – what will you do about it?

 

Has Covid-19 confused the thinking in how to classify the workplace security threat because of remote work or work from home scenarios? Perhaps you can keep the continuity in perspective by adding workforce protection and modifying policy, plans and procedures? We don’t need to get too complicated but, we have to be realistic and practical.

 

It seems that every time you turn the news on there’s a report of a workplace shooting, mall shooting, parking lot shooting or school or college shooting all that seem to strike a sense of fear. But workplaces need not fear when there’s an investment in worker safety and security based on a management commitment that shares both a legal and moral sense of duty and responsibility. A prepared workplace can withstand the public outcry and legal scrutiny better than one that relies on Myths or Concerns out of fear of arousing employee concerns.

 

Workplaces and Employees don’t have to wait for the day when they hear gun shots or screams of a knife or machete wielding person running amok in their workplaces to begin taking robust, agile and proactive™ prevention and violence response measures.

 

Prepare NOW for the WHEN and not for the IF IT HAPPENS worst case scenario through proactive, responsive, engaging practical (PREP violence prevention and violence response policy, plans and procedures. When we hear about incidents of workplace violence, it often seems like something that never could happen in our workplaces, until it does.  Will we be prepared?  Just because it has not happened at your workplace does not mean you should expose your workforce to unnecessary risk or your workplace unnecessary liability.

 

When speaking of the workplace, we refer to every work environment your workforce might be performing their assigned duties.  So that means, considering the risks your workforce might be exposed to as a field inspector, sales personnel, repair and utility personnel, medical services providers, social workers, truck drivers, taxi services and security personnel. Workplace violence prevention means addressing the potential risks the workforce might be exposed to wherever they might be.

 

When you go to the doctor for your annual physical examination you trust that your doctor knows what he’s doing and asks you the right questions. You do not challenge or question her diagnosis and recommendations though you should.  So when was the last time you had a workplace physical (security) examination; a security assessment to assess and evaluate your workplace violence prevention, violence response measures and security posture?  As a trusted advisor, your concerns are my priorities. As one healthcare facility manager Client once said, “Felix, thank you for pointing us in the right direction. Your recommendations following your assessment have taken us in a direction we needed to go”.

 

If you say you have never had a security assessment, you might have an existing vulnerability or security gap that a disgruntled person might exploit. You might be investing in a thoughtful strategy that could be redirected to achieve greater benefit.  Do not let fear direct your ways.  Just know that as an organization there are protective measures you can plan for that include plans and procedures in immediate protective measures and safe harbor rooms. If you have not had the physical security examination you probably don’t know that you can’t alert your employees, communicate with your employees or know anything about the police response and police encounter.

 

Preparation is key. That’s why I have coined a key word called: PREP (Prepared, Responsive, Engaged and Practical) as the foundation of a credible workplace violence prevention  and violence response plan.

 

Here are 5 Things I recommend you should do TODAY.  If you want to increase your workplace security posture against a threat of routine incidents of workplace violence or homicidal violence, do the following immediately:

 

  1. Dispel the myths. Do not say it will never happen here. Do not say we do not have a problem with workplace violence. Remember, it is the problem that you do not know about that can escalate right under your eyes.
  2. Conduct a Workplace Violence Prevention Critical Vulnerability Assessment ™ of your Workplace Violence Prevention posture. (Includes review of the policy, plans, procedures, and protocols)
  3. Conduct a Violence Response Assessment/Audit. (Includes review of the physical security layout to identify gaps in the security posture, alert, notification and communication system, potential safe harbor rooms and evacuation routes.)
  4. Roll out Violence Response and Safe Harbor Room Procedures and Guidelines. (Includes immediate protective measures, identification of safe harbor room, organizational responsibilities, safe harbor room configuration, alert, notification and communications instructions, role of security forces, police response and police encounter.)
  5. Train the entire workforce on the Violence Response and Safe Harbor Room Procedures and Guidelines. This type of training should be facilitator led. If logistic concerns challenges facilitator led training, every effort must be made to have a subject matter expertise can answer employee questions and address their concerns.

 

But please do not worry because if you have gotten down this far in the post you definitely care and are concerned.  You have been proactive and were seeking to know what more you could do. Well, because you have been proactive your Workplace Violence Prevention Critical Vulnerability Assessment ™ should have identified vulnerability gaps and identified ways to improve your overall workplace violence prevention and security awareness posture, even your business continuity and continuation of operations plans.

 

About the Author: Felix P. Nater, CSC the President/Owner Nater Associates, Ltd. a security management consulting practice coaching and consulting organizations on workplace security strategy with a focus on workplace violence prevention is a Certified Security Consultant (CSC) as awarded by the International Association of Professional Security Consultants (IAPSC).  Nater Associates, Ltd. celebrated 20 years as a security management consultant. He prides himself on understanding and interpreting the issues around the threat of workplace violence, workplace violence prevention and violence response in the delivery of his services. His motto continues to be “an ounce of prevention is worth a pound of cure.”

 

Can Human Resources Play an Enhanced Role in Managing the Threat of Workplace Violence Through Supervisor Intervention?

Posted on: June 22nd, 2022

Human Behavior is a critical component of preventing workplace violence.  So how can employers improve their capability to reduce the threat of violence before it escalates to the homicidal acts we have seen recently. ASK ALAN: How To STOP Workplace Violence? – (alan-adler.com)

May and June were a period of horrific workplace and public shootings. On May 14, 2022, there was the TOPS Market Mass Shooting in Buffalo, New York. Then at the start of the Memorial Day weekend there was the Robb Elementary School Shooting at Uvalde, Texas raising questions about the school’s lock down response plans and the police department’s violence response. On June 1st, there was a shooting at an Oklahoma Hospital involving a distraught patient complaining of back pain following the surgery a week earlier who killed the surgeon, and three others. Can poor communications a contributing factor?

Organizations may be waiting too long before intervening in preventing the escalation of potential problems because of confusion in not understanding the meaning of workplace violence and workplace violence prevention.

Workplace violence is not just the homicidal act of violence by the disgruntled current or former employee or the intimate partner violence spillover into the workplace. But it is the everyday variety of harassment, verbal abuse, intimidation, threats, pushing, shoving, kicking, and fighting, which OSHA (Occupational Safety and Health Administration) defines as nonfatal acts of workplace violence.

Does Human Resources (HR) have a role in training supervisors as a workplace violence prevention strategy?

If you view workplace violence prevention as an ongoing process involving multiple intervention strategies, then you agree employers must maximize their internal capabilities early on.  It does not require a complex process, but it does require senior management commitment and investment that allows for training in the recognition of warning signs, risk factors and swift intervention.

So, can Human Resources play a role in making supervisors a workplace violence prevention strategy?

I think so! Supervisors can be an effective part of the workplace violence prevention strategy if HR can play a role in providing them training in how to manage the potentially hostile workplace on aspects of workplace violence, workplace violence prevention, technical expertise and consultation that helps them determine what course of administrative action is most appropriate in specific situations.

My position is that there is NEVER an excuse for a supervisor not knowing their workforce, or for failing to recognize their responsibility in providing a work environment that is RESPECTFUL, SAFE AND CONSISTENT in its handling of both good and poor performers as well as in managing and maintaining appropriate employee behaviors. Could this be asking too much when one considers whether the workforce trust supervisors and even considers them part of the problem?

It is my belief that HR can play an initiative-taking, constructive role in building trust and confidence in the workforce? They can improve the perception that HR overlooks the minor incidents that contribute to the daily victimization of employees reluctant to report in avoiding having a bullseye painted on their chest. Employees believe that HR waits for the escalation as proof of the premediated behavior and overlooks the psychological damage the day-to-day exposure has. Training supervisors in the role they can take to address such behaviors a strategy worth pursuing before it is too late.

Can supervisors be effective in creating positive communications between management and workforce by developing an empathetic leadership style that promotes trust and confidence in the hearts and minds of employees? Employees want to be a part of the solution but view supervisors as part of the problem.

While the questions are many does it make sense for HR to play a role in training supervisors to understand their resources in assessing, evaluating, and addressing the threat of workplace violence, including use of Alternatives to Discipline and use of Alternative Dispute Resolution process, and receiving advice, and counsel regarding personnel and labor law regulations? What do we have to lose now? Despair is not a solution.

The overriding goal of supervisor involvement is to make civility and decency in the workplace as critical as the paycheck. Shouldn’t the objective at this stage be the need to upgrade and humanize the way in which employers deal with all employees every day rather than just to focus narrowly on how to respond to the one who has made threats; is confrontational, disruptive or a disciplinary problem?  So why cannot HR enhance supervisor prevention capability through their visibility by training supervisors to be the solution.

 Long-term planning to improve employee morale pays in human terms.  Studies have shown that companies with effective grievance redress, harassment procedures also reported lower rates of workplace violence and workplace conflict.

While the intention of the Zero Tolerance Policy is well known, how effective is it really when discipline is the perceived outcome. How does an employer motivate an employee to report observations of a co-worker who might be his friend or Godparent to their child if the outcome is discipline and/or separation?

Despite the perception problems, employers must pursue alternative prevention strategies if they are to stem the alarming rise of the homicidal act of workplace violence in recognizing the employer’s duty and responsibility to provide for a safe and secure workplace. A workforce that is convinced that working from home is not as risky as working from the office, plant, warehouse or being shot in the parking lot.

Are there any undocumented obstacles and hurdles? HR needs to be viewed as the Champion of workforce safety and security if they are to dismantle negative perceptions when it comes to workplace violence prevention and zero tolerance.

As an ongoing workplace violence prevention strategy HR can play a role by assisting, assessing, and investigating allegations of workplace violence in the initial stages to address root causes and contributing factors?  Do you have an answer?

Workforce patience is already stretched enough. It might be time for Human Resources to step up as leaders in a unique way if not in this way.  If supervisors are called upon to discipline those who cross the line of civility, why can’t they be called upon to serve as day-to-day mediators and observers. Workplace Violence Is Unfortunately On The Rise Felix Nater Discusses Best Practices Regarding Recent Office Shooting – EIN Presswire (einnews.com)

Supervisors can be trained to recognize dramatic changes in employees such as mood swings, changes in appearance, time and attendance problems, co-worker interactions, and work performance.

Felix P. Nater, CSC is a retired Postal Inspector and security management consultant who partners with organizations to help implement and manage workplace security with an emphasis on workplace violence prevention and active shooter and the workplace mindset. He has spent the last 20 years working with organizations interested in improving, changing or enhancing their internal capabilities.  www.naterassociates.com  

How to Improve the Strategic Value of Workplace Violence Prevention – December 31, 2021

Posted on: January 2nd, 2022

Happy 2022! May it be your best year ever.

In the late winter of 2020, Hanna Hasl-Kelchner asked me to join her on her podcast, Business Confidential Now.  A lot has happened over 2021 that has raised the level of concern, so we decided to reissue the interview in this format to get attention and implementation of some practical solutions.  We had a great conversation then if you’d like to listen to the entire episode. We’ve decided to include short snippets of each subtopic for your listening convenience as I expand upon each subtopic to make the case for proactive engagement, awareness, preparedness, and proactivity as well as training in violence response (active shooter and police response). Listen to the full episode here. https://bit.ly/3f6QhUN

 

There were three topics of particular interest that Hanna focused on that really emphasized the interview and aligned closely with the main theme and what we talked about during the show. Here they are:

 

You could be the subject of workplace violence and not know it.  OSHA has definitions of workplace violence to help employers formulate policies and captures the incidents under 4 specific Categories of Workplace Violence.  Let’s address what workplace violence covers. There are a lot of employees out there who do not know they are victims of workplace violence and who might assume because they do not know and not to report it.

 

Most workplaces to include school places do not truly understand the integration of workplace violence prevention as an organizational function. Workplaces operate believing that it can’t happen to them. They really should not think like that simply because workplaces and their workforce are a microcosm of our society. No business whether a small, medium, or large employer is immune from the reality of workplace violence.

 

Whatever the size or status of your workplace, each workplace should have a workplace violence prevention policy supported by a workplace violence prevention program. It doesn’t have to be complicated or complex, but it should cover specific aspects of the threats and risks your workplace might be exposed to or experiences. The threats and risks run the gamut from physical violence to emotional and traumatic violence otherwise known as psychological violence.

 

Because under the OSHA Duty to Warn Clause, employers are required to provide for a safe workplace violence free of any hazard that might lead to violence, they are expected to introduce workplace violence prevention policies and risk mitigation measures that include training and security measures.

 

The threat of workplace violence is a real and present danger that does not always have to include physical violence. The most frequent incidents are nonfatal such as verbal abuse such as verbal abuse which include name calling, insults, racial and ethnic slurs, taunting, harassment, bullying, sexual harassment, intimidation, threats, and nuisance behavior.

 

The idea is to address these so-called minor or nonfatal incidents as quickly as possible to avoid escalation. Stop the banter and drop the excuses.  OSHA annually documents approximately 2,000 reported incidents of what is commonly referred to as nonfatal and nonfatal incidents like an active shooter or homicide during a physical assault.  The objective is to establish a proactive workplace violence prevention mindset designed to inform the workforce through a policy that clarified what constitutes workplace violence, addresses mutual responsibilities, and speaks to the consequences for breaching the policy. Ultimately the objective is to avoid is the disgruntled employee whom you walk out the front door from returning through the unsecured back door.  https://youtu.be/eA79GElBktg

 

9 Potential workplace violence warning signs you need to know. While there are a host of red flags and warning signs that may apply to any type of workplace, my recommendation is to keep this subject as simple and practical as possible to encourage to overcome the fear of reporting his or her observation. Reporting of the coworker of misconduct is a difficult decision for the employee who relates to the problem and may be empathetic. It doesn’t mean they tolerate what they see, hear, or assume but that they do not want to be wrongly accused or might be concerned about their personal safety.

 

The purpose of workplace violence prevention training is to create a compelling training experience that encourages reporting based on red flags or warning signs and impact to workplace safety and security. The goal is early reporting and swift intervention whether it applies to an employee observation or suspicious non-employee report. Helping the workforce to appreciate the value of reporting is essential in gaining their cooperation.

 

Reporting can be anonymous or for attribution – just report it. One doesn’t have to be perfect or accurate only that it gets reported. Go with gut feelings supported by your training, suspicions, observations, and the recognized behaviors. Don’t put off the observation by rationalizing and justifying what was heard or seen. Waiting is not an option in addressing suspicious behavior.  We want to prevent escalation, prevent an assault, prevent problems by calling management’s attention appropriately and swiftly. https://youtu.be/zzajBm9w6qE

 

Why workplace violence prevention doesn’t need to be expensive. Small and midsize organizations lament over the thought because it will cost too much money and time for something that has never happened before. There is an old Lee Myles Transmission commercial – “pay me now or pay me later”.  Mandated court spending is a lot more than voluntary investment in prevention. “An ounce of prevention is worth a pound of cure”.

 

Human Resources and Security Directors have a corporate responsibility that in many instances hampers their ability to stay on top of workplace violence prevention. Larger organizations can have a workforce spread about in multiple locations over many states and countries. Expense is a legitimate pushback on whether to hire or train their workforce onsite but not an area where the courts have been sympathetic to. Being resourceful means doing more within your budgets. Conducting employee surveys can yield incredible results. Don’t worry that will create more work. The worst witness in a civil liability lawsuit is the employee who knew but was never asked. responsibility.

 

I say if you have knowledgeable resources, and your confidence level is high, relying on your internal expertise to develop basic content and present appropriate training content with credibility will go a long way. That person could be a supervisor, the HR Professional. security manager or the safety manager. The truth is that overcoming the arguments of limited resources and time, creativity and imagination can make the workplace violence prevention initiative a cost-effective workforce safety and security investment. Doing it yourself does not have to be sophisticated – just do it and you’d be surprised at the results.  Keep it simple.

 

Resourcefulness is the tip of creativity and innovation.  Organizations that do not employee security managers can be creative in training supervisors. As leaders within organizations supervisors by virtue of their reach and accessibility by the workforce can make the difference. Used as trainers, supervisors can highlight areas of specific concern among their teams daily or as situations dictate. As leaders, supervisors can be the first line of defense in responding to employee reports and complaints, assessing incidents and conduct workplace specific assessments. They are in a strategic position to act swiftly and proactively to observations and employee reports.

 

Speaking of cost effective, the greatest tool that gets the most for the investment is the new employee orientation. It can be a time where the security and human resources can maximize this tool to engage the new employee in articulating the workplace violence prevention policy, explaining prohibited behavior, discussing situations, and emphasizing the value of responsibilities in reporting. This is an opportunity where company and the new employee establish a positive connection. Assumptions are dismantled through clarity. Remember, workplace violence is a microcosm of our society. Referring the new employee to the Employee Handbook will not clarify their assumptions of what is and isn’t.

 

As organizations grow in capacity or operate as larger organizations resourcefulness empowers innovation and creativity in the use of personnel. With a lot of employees, a lot of teams, and a lot of people and departments they can allocate, commit, and invest internal use of their workforce to conduct assessments, evaluate risks, respond to incidents more proactively and assertively.

 

Larger organizations and maybe midsize ones might have the flexibility to roll out dedicated workplace violence prevention personnel to ensure that things are moving along the right direction in support of the policy. They may even consider workplace violence prevention as a project, assigning a ‘project manager” assigned who makes sure needed follow up gets done effectively in alignment with the policy, guidelines, procedures, and timeliness.

 

“Terminations” are a necessary business function, but a difficult management decision that organizations must make. How they are conducted determines the outcome.  Having a separation or termination protocol in place gives aid and comfort to all involved that equity and justice are the objective of ensuring the employee is treated with dignity and respect as part of a professional process.

 

Workplace Violence Prevention is really a leadership function that facilitate activities in setting direction, aligning the effort, and coordinating teams and people to ensure they’re moving in that direction, motivating, and inspiring people at their core. Avoiding escalation and reducing negative emotions by containing problems and minimizing conflict is a leadership responsibility juries in civil cases like to see are in place. Leadership is the function that empowers any organization to maximize the moral and ethical responsibility to provide for a safe and secure workplace. Prevention is really an engaged workforce in organizations that integrates the effort, coordinates the process of prevention into a daily seamless effort through quality training assumed within the company culture. https://youtu.be/tNaQRAW0f0w

 

Listen to the full episode here. https://bit.ly/3f6QhUN

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Guest Blogger Dawn Marie Westmoreland and Felix P. Nater Discuss the “WHY”, “WHAT” and “How” of Workplace Violence Prevention

Posted on: August 11th, 2021

This edition of News & Tips to Combat Workplace Violence – the Blog highlights Dawn Marie Westmoreland as the Guest Blogger discussing the “WHY”, “WHAT” and “HOW” of workplace violence and workplace violence prevention with Felix P. Nater, CSC, Nater Associates, Ltd.  Dawn celebrates her one-year anniversary of her syndicated radio show, “The Empowered Whistleblower”.  Dawn has featured yours truly on the “The Empowered Whistleblower” Show.

The interview focused on tragic workplace homicides specifically the April 15, 2021, shooting incident at the FedEx plant, Indianapolis, Indiana. This senseless incident resulted in the deaths of 8 coworkers and 5 injured totaling 13 victims who were innocently doing their respective jobs. Though this shooting incident was reported by the media and local police as an active shooter, this shooting was actually classified as a mass shooting.

What’s sad is that by April 2021, April was a deadly month of workplace homicides.  There were about 26 victims of workplace shootings. Unfortunately, that’s not all.  As of July 31, 411 mass shootings fitting the Mass Shooting Tracker project criterion, leaving 437 people dead and 1,688 injured, for a total of 2,125 total victims, some including the shooter(s). Though not all workplace related asking the question, why the penchant for violence?

(Source: https://en.wikipedia.org/wiki/List_of_mass_shootings_in_the_United_States_in_2021)

WHY? Most businesses do not report workplace violence that does not result in deaths or serious injuries. That’s due to lack of communication, fear of taking action, and of course, lack of awareness. But the numbers are hard to ignore regardless.

Dawn thought the message was appropriate and applicable today in reminding our audience that as employees we all deserve to work in safe and respectful work environments and that proactive measures can be taken to reduce the threat and minimize the risks.

Dawn Marie Westmoreland, who has 30 years’ experience working in HR, is not new to workplace conflict and personnel security threats. So, this edition is ripe in presenting an important opportunity to bring up that while it was Fedex then, it could be any workplace or educational institution that could be victimized in similar fashion tomorrow.

No workplace or educational institution is immune from the threat of workplace violence. How prepared are you really? Is the workplace active shooter an organizational prevention response or an unfortunate reaction to an unforeseen event?

WHAT? OSHA reports that there are about 2 million reported incidents of workplace violence annually. By workplace violence we mean nonviolent acts (verbal abuse, name calling, harassment, bullying, intimidation, and threats) and violent acts (throwing objects with intent to injure, fist fights, sexual assault, lethal force such as armed robbery and active shooter, bomb threats, and terrorist acts).

Dawn’s objective during the radio show, which was also videotaped, was to bring out the value of workplace violence prevention in taking proactive measures that help an organization understand prevention as a philosophy, forging a mindset that understand the approach to take to resolve issues, reduce conflict, deescalate incidents, minimize risk and roll out hasty intervention measures.

We can reduce active shooting incidents and mass shooting fatalities and keep employees safe by taking workplace violence head on. HOW?

By assessing their worksites, employers can identify methods for reducing the likelihood of incidents occurring. OSHA believes that a well-written and implemented workplace violence prevention program, combined with engineering controls, administrative controls, and training can reduce the incidence of workplace violence in both the private sector and federal workplaces.

OSHA encourages employers to develop additional methods as necessary to protect employees in high-risk industries.” Source:  https://lnkd.in/d9mWD38

Click the link to see and listen to Dawn Marie Westmoreland interview Felix P. Nater, CSC, Security Management Consultant.   https://lnkd.in/dh4wr2q

Another Workplace Shooting at the Henry Pratt Company, Aurora, IL, February 16, 2019 Leaves Five Current Employees Dead and 5 Police Officers Wounded

Posted on: March 6th, 2019

How confident are you really with your Workplace Violence Prevention initiative?

Another Workplace Shooting, Friday, February 16, 2019 at the Henry Pratt Company, Aurora, IL.  It’s been about 3 weeks since this shooting and I worry that there will be another. You want to know why? Simply because employers really believe that “termination” is the solution to the “disgruntled problem employee”.  Managers do not lead, they create – yes, they create resentment and hostility by the unintended consequences of their actions.

 

How many organizations have protocols in place for “terminations”? Is there a process that attempts to salvage rather than to discard? Are these “problem employees” treated with dignity and respect or like they are easily replaceable?  Do managers rely on a stroke of the pen to eliminate the problem? And does control and  cockiness influences their “false sense of security”? to believe that deletion of their “access privileges” will prevent the re-entry into the workplace at a date and time of their choice?  The only “workplace security mindset” they may have is the one that says we can call the police if the employee gets out of line. This mentality does not lead to a healthy police-workplace relationship.

 

Just because employers do not have protocols or processes in place doesn’t mean the disgruntled current or former employee doesn’t have a plan of their own. Stop assuming! Could it be that every time the separated employee returned to address a separation issue, to meet with the union representative or to correct compensation disputes the “problem employee” was in fact developing his own “risk assessment plan”? When employers mistreat the employee they actually plant the seed that germinates in their hearts and minds that rationalizes and justifies their anger. Failure to address the “problem employee’s” issues or management’s reluctance to deal effectively with the situation fuels the anger and waters the seeds of justification and rationalization.

 

While the anger may not result in “shooting up the workplace or the school place” the disgruntled employee can sabotage your operations, machinery or systems; call in false fire alarms and bomb threats; vandalize personal property like cars and do much more despicable acts that “satisfies their urge to get even.  I have been involved such despicable acts of retaliation in the past. What about the victim of bullying who doesn’t see any resolution and decides to take matters into their own hands? Sound familiar? If it does, it reminds me of the student who resorts to violence.

 

Gary Martin, the alleged Henry Pratt Company employee involved in this shooting with a history of violence was able to obtain an Illinois Firearm Owner’s Identification (FOID) card despite his felony record a gap in that system allowed Martin to apply for his concealed carry permit that ultimately triggered the discovery of his criminal history and revocation of the FOID. There was no indication the guns were ever confiscated only the post shooting investigation will prove that to be the case. Martin reportedly had been convicted for beating his girlfriend with a baseball bat and served prison time. The same individual had successfully circumvented State of Illinois firearms purchase laws and possibly procured the firearm used in the killing of 5 former co-workers and wounding 5 police officers. This same individual had been hired by the firm involved.  So what went wrong in the hiring process? Was this a management hiring decision where Martin was given an opportunity or a negligent hiring example?

 

Whatever the reasoning, I caught up with Gary Thompson; Director of Physical Security at Aaron’s whose profound statement stayed with me. He said, “the incident happened before it started.” Let me ask you. Could a Threat Assessment team process been instrumental as a significant part of an effective workplace violence prevention initiative? I think so! Workplace violence prevention is an ongoing process involving multiple intervention strategies of which Threat Assessment plays a significant prevention role.

 

Shootings like this reflect a horrific example of how little is understood and applied in the prevention of workplace violence. The focus is placed on the workforce level as if they have the ability to implement strategies and influence the process.  Workplace violence prevention involves an ongoing process that includes multiple intervention strategies designed to identify contributing factors, interdict and prevent escalation at the early stages and identify predisposition by reviewing personnel records and assessing current potential and capability. It also includes employee involvement but is their input valued? Threat Assessment is a significant component of the workplace violence prevention initiative that by design allows for my process of integration, collaboration, coordination of effort and resources and effective communications, leadership and execution in assessing and evaluating potential threats.

 

Workplace must seek to collaborate their resources in a coordinated spirit where communication silos are dismantled.  Organizations have a legal and moral responsibility to implement and manage thoughtful workplace security strategy and tactics that are supported by training and shared experiences that help the workforce connect the dots. Anticipation of problems and recognition of responsible courses of actions is vital in prevention and root cause analysis. Post shooting observations and discussions are helpful moving forward but too late and preventing the shooting, allegations of negligence in hiring, training and management policies. What’s your workplace’s current posture?

 

It is essential to conduct work-site specific assessments to have an understanding of risk mitigation measures so as to prevent and avoid future problems and if not to be in a proactive position to minimize personnel and business risks. Innovative and creative separation protocols might have minimized the Henry Pratt Company outcome through the implementation of proper procedures that help reduce conflict by educating all involved, including union personnel. However, remember that discipline and separation should be part of the planning process where in the end all involved are being held accountable without surprises.  It should include assessment of current management practices and company culture to identify contributory practices or approaches that may have unintentional consequences or not necessary.  Introduce innovative and creative separation protocols intended for smooth separations and disciplinary outcomes.   Workplace violence prevention strategies should empower workplaces and educational institutions in avoiding the surprise active shooter

 

Planned scheduled training is key in connecting the dots! But not just training to satisfy annual training requirements. Training should be appropriate in content and audience specific and designed to bring about specific changes or improvements.  Training in warning signs and risk factors must be supported by examples and be scenario based.  Challenge the trainer to develop content and methods that promote memory learning and retention through situational awareness. The creation of the workplace violence prevention mindset is the primary objective of a solid training objective. The idea is to engage the organization proactively, supervisors doing their thing and management playing enforcer of the policies, protocols and rules. Employees who understand their roles, responsibilities and consequences of not reporting observations or victimization become proactive participants.

 

This shooting is sad and preventable.

https://www.washingtonpost.com/nation/2019/02/16/man-kills-five-warehouse-shooting-spree-shortly-after-being-fired-illinois-police-say/

 

So I ask these questions.

 

Does your organization manage the threat of workplace or school violence by REACTION or PREVENTION?  REACTION is operating under the myths it won’t happen here or that workplace violence is not preventable and when it happens the police are called. PREVENTION is a management and employee commitment and investment that designs proactive policies supported by quantifiable training and supporting plans, procedures and protocols.

 

Does your workplace violence prevention policy follow the OSHA Five Factors in developing and managing an effective workplace violence prevention program?

 

Management Commitment and Worker Participation—OSHA deems management responsible for controlling hazards by, among other things, urging all levels of management to become deeply involved in all aspects of the workplace violence prevention program, and worker participation should be required because workers can help identify and assess workplace hazards;

Worksite Analysis and Hazard Identification—management and workers are called upon to work together to assess records, existing procedures, and operations for jobs, employee surveys, and workplace security analyses;

 

Hazard Prevention and Control—after the worksite analysis is complete, employers should take appropriate steps to prevent or control the identified hazards and periodically evaluate the effectiveness of the chosen controls and improve, expand, or update them, as needed;

 

Safety and Health Training—all workers (including contractors and temporary employees) should receive training on the workplace violence prevention program at least annually and, in particularly high-risk settings, as often as monthly or quarterly to effectively reach and inform all workers; and

 

Recordkeeping and Program Evaluation—OSHA logs of Work-Related Injuries and Illnesses,  worker injury reports, information regarding patients with a history of violence, and other documents reflecting trends or patterns at the workplace should be studied and the effectiveness of the workplace violence prevention program should be frequently evaluated and improved, as necessary.

 

In closing, workplace violence prevention must have a methodology.  Communications, Collaboration and Coordination are essential ingredients in developing the workplace violence prevention mindset.  The issues and problems revealed in the Henry Pratt Company shootings were preventable workplace homicides. Expecting different outcomes but doing the same thing will not result in an effective prevention mindset.

 

Living assumptions add to the confusion.  Training by assumptions reinforces the confusion. Workplace violence should mean different things to a clerk working third shift in a convenience store, a nurse in a custodial care mental health unit, an armored car driver, or a manager at the headquarters of a financial services firm.

 

The employer or educational institution’s workplace violence prevention initiative will be more credible – and more likely to succeed – if they have a clear idea that’s clearly conveyed to every employee. The idea is to have employees that feel safe, have confidence in management’s commitment and who when called to be a witness in a civil liability law suit will represent the company or educational institution in the best of circumstances.

 

So what is your workplace attempting to accomplish by the workplace violence prevention policy – discipline or prevention?

 

What Does Workplace Violence Prevention Mean to You?

Posted on: September 9th, 2015

First off, what does your workplace violence prevention efforts look like to you? Is it a living document, a policy supported by plans and procedures? Is it reinforced with appropriate training? Can it withstand an unannounced OSHA Inspection? You have to be honest with yourselves in answering these questions if, you really want to dump the old and start out with the new ways of looking at WORKPLACE VIOLENCE PREVENTION. An effective approach clarifies expectations, provides examples and implements policies, plans and procedures.

I am emphasizing the reliance on the helpful OSHA definitions, tools and support. I am asking you to create a proactive organizational response that reinforces their effort with the OSHA Workplace Violence Prevention guidance in developing your own prevention response. I think OSHA has been ahead of the game for years, it’s just that some of us worry about other people’s statistics and what others were doing instead of worrying about what your organization (workplace / educational institution) should have been doing at your own workplace setting.   

“It doesn’t matter whether you are a school, college, university, processing or production plant, warehouse, government organization, office building, hospital, movie theater, mall or news station, you should consider a plan to prevent the threat of violence and minimize the risk of violence from a disgruntled coworker, intimate partner spillover into the workplace or the opportunistic criminal during an armed robbery or physical attack.  The plan must begin with an understanding of what WORKPLACE VIOLENCE PREVENTION IS. While the belief is that larger organizations are adequately prepared, startups, small and midsize businesses are not immune from addressing workplace violence prevention. Their risk are higher when it comes to recovery and business continuity.”

Investing in a serious commitment to WORKPLACE VIOLENCE PREVENTION is not a joke. You must first accept the reality that workplaces have a moral, ethical and legal obligation to provide for a safe and secure workplace for your workforce and stakeholders.  We are not just talking about employee on employee violence but, non-employee on employee violence and violence associated with armed robberies and other crimes of opportunity by criminals. However the tendency to wait for the “if” it happens will not allow you to have an effective WORKPLACE VIOLENCE PREVENTION initiative. It requires a proactive mindset. Thinking about the minor nonviolent psychological incidents that can escalate and lead to conflict and confrontations tomorrow must be addressed today. These are known existing hazards that OSHA refers to in their regulations.

How many workplaces can honestly say that they design prevention measures intended to address the current employee threat, the former employee threat and or the domestic or intimate partner workplace spillover violence threat?  How many workplaces actually provide their field personnel, sales personnel and repairmen orientations and training on responsible behavior and risk mitigation measures?  That’s prevention at its best or its worst. How engaged is your Workplace Violence Prevention initiative? What are you waiting for?

So what does WORKPLACE VIOLENCE PREVENTION mean to YOU? What does your program look like? Is it proactive or reactive?  A proactive WORKPLACE VIOLENCE PREVENTION policy requires an investment in training your workforce in ways that help them understand what workplace violence is, what is the meaning of prevention and how to respond to non-violent at risk situations as well as violent threat posed by current and former coworkers and an active shooter or hostile intruder? How many CEOs, COOs, HR or Security Directors know that WORKPLACE VIOLENCE PREVENTION is an ongoing process that involves multiple intervention strategies? A mouth full? YES! BUT, PREVENTION by it definition is the act of preventing.

“So if prevention is the action of prevention it implies enthusiasm in what we do. Thus, enthusiasm and being proactive go hand in hand. Hence prevention is the process of preventing workplace violence.”  

If you know that you have a problem employee, remote employee workforce, employees that deliver service related customer services or that often engage with the public, you have an obligation to increase the employee’s ability to protect themselves and make independent decisions in the face of danger or how to recognize warning signs and at risk situations and personnel. With knowledge and awareness of prevention measures the workforce is empowered to make better decisions about managing the outcome when dealing with disciplinary issues, employee misconduct or at risk conditions. Remember! Prevention requires responsible supervision and leadership. Do not treat discipline as a “GOTCHA” because it can GET YOU.

Workplace Violence Prevention can run the gamut and is only limited by the program manager’s lack of enthusiasm, commitment and imagination. But for the sake of this discussion let’s throw out  a few multiple intervention strategies and tactics that could save the day: positive communications, engaged leadership, effective supervision, performance coaching, EAP counseling, managing one’s  behavior, approach to situations, engaging customers, working in high crime areas, traveling, entering building and elevators just to name a few.

Proper WORKPLACE VIOLENCE PREVENTION is comprehensive but should not be complicated even though we know that workplace violence is a complex societal and environment reality. Nevertheless, WORKPLACE VIOLENCE PREVENTION is a proactive process that focuses on the “when” and not the “if”.  Preparing for the “if” makes an assumption that the likelihood of any violence occurring is a small risk not worth spending our money on waiting for something to happen.  The thought seems to be that   “if” an act of violence or serious threat should happen we can call in the police to handle the threat. Whether your organization designs a methodological approach or defers capabilities to external consultants and the local police, the workforce must understand relevant terms in avoiding assumptions. Connecting the dots does not happen in a vacuum. It emanates from training content that supports the policy, plans and procedures in helping the workforce relate to warning signs, aggression, predisposition and opportunity. Leaving clarity to the workforce will not result in early warning or a proactive response. It becomes a wait and see attitude.

This is a bad attitude that will not only place the workforce at risk but place your unprepared approach in a collision course with a civil liability law suit, bad press or bad publicity. 

This  wait and see attitude is exactly what you do not want to be associated with. This attitude increases personnel risk and organizational risk as victims and witnesses will assuredly tell it like it is on the witness stand of truth. We know where to find the skeletons and in which closets they are hiding in.  I don’t know of any hard-working, trusting employee who when confronted with answering questions about a workplace injury or fatality will graciously protect their employer in the face of a charge of willful negligence. Don’t be fooled that loyalty is your payoff.  When co-workers are seriously injured by a workplace offender or killed incident to an active shooter or armed robbery encounter your trusted workforce will come out of the woodwork or be found by a sharp reporter working the crowd. 

Such a trusted employee witness will reluctantly tell his or her side of the story because they’ve known you’ve never taken WORKPLACE VIOLENCE PREVENTION seriously.

Being compliant is a good thing but, it is NOT PREVENTION. CRISIS MANAGEMENT IS NOT PREVENTION. Think of WORKPLACE VIOLENCE PREVENTION as your workplace security insurance policy. In remembering the old Lee Myles Transmission advertisement, “Pay me now or pay me later” can easily apply in workplaces that were too smart for their bridges, too cost conscientious  or who decided that workplace violence prevention could wait until next year’s budget.  Don’t even think that way today.

Workplace Security for Small to Midsize Businesses

Posted on: October 12th, 2014

Contents

  1. Workplace Security for Small to Midsize Businesses…
  2. Understanding the Mutual Need to Invest…
  3. Motivational Reasons to Invest…

1.) Workplace Security for Small to Midsize Businesses…

Since September 11, 2001 surveys, polls and research suggests that a majority of small to midsize businesses are not yet prepared to handle a terrorist attack, let alone a natural catastrophe. The research suggest that this segment of our business society is thirsting for information and looking for leadership. However, it does appear this community is willing to invest in security but, are not yet in a position to make costly investments without a clear understanding of the value. There is no debate on the need and the awareness to do something but, they want to know “who” will work with them and “how” will their needs be addressed? Knowing the existence of risks is understandable; however closer to home is the question, “how” will it improve the situation and show a Return on the Investment (ROI) after my commitment? In arriving at this understanding, some perspectives will be presented that might encourage an investment based on a collective accord on the “why” and the “how”.

2.) Understanding the Mutual Need to Invest…

Understanding is the vitally important link, if we in the security industry are to sufficiently convince this segment of the value to invest. While the small to midsize business community remains an important connection to our day-to-day lives, it remains an untapped security market. There are synergies to stimulate positive relationships that must be tapped regardless of the perceptions. Insufficiently energized since September 11, 2001, one speculative reason might be that the security industry and this community have not really talked to each other about the unique needs and the perceptions. Suggesting that this market was not yielding any market interest could be further from the truth. I have found a keen interest on both sides; however, the common denominator preventing a decisive step to move forward involves a lack of time, money, sufficient knowledge and dedicated resources to address their concerns.

These realistic reasons might be unintentionally contributing to their current vulnerability. Of concern is that this threat or vulnerability is not just to the potential of a terrorist strike, but a general inability to respond in the wake of a natural disaster, power outage, water or fire damage, human error, death of key staff, labor dispute, hostage taking, workplace violence, bomb threat, HVAC failure/temperature inadequacy or any industrial mishap requiring emergency evacuation or protective measures. Assuming CEOs and other decision makers recognize these as their day-to-day concerns, why then has there not been a mutually concerted effort to bridge the inhibitors cited above to reach a greater understanding for the need?

My theoretical answer to these questions, suggests that this community has not been presented the benefit of the expertise in a simple, uncomplicated and understandable manner as the other awaited the “hot-button need” or for the catastrophe that will justify the investment. The reality is that this business segment has unique but realistic concerns that must be addressed. Unfortunately, the lack of true understanding keeps the security and business community at arms-length as practicality is avoided. In reality, his segment’s security needs might be imbedded in their day-to-day safety and security concerns and not the threat of terrorism.

3.) Motivational Reasons to Invest…

There are many reasons to invest in this market! Since the research suggest there is a lack of time, money, knowledge and resources, designing an approach to address these challenges might be a solution. Instead of making security a complex process let us tailor the need to the individual client, provide security awareness and follow-up support to insure the need is addressed and concerns minimized. Whenever I present the value of security awareness, I am reminded of a Long Island firm that made the investment in security technology but failed to teach the employees the value of the technology. While visiting with the CEO on two separate occasions, access was easily gained without as much as a challenge. In one incident, my cordial greeting was enough to disarm the employees and in the second incident, I merely walked in through a door held open with a woodchuck placed there by employees taking a smoke break.

Since it is believed this lack of understanding my drive the lack of purchase, the use of case studies and lessons learned become important in demonstrating the value of the implementation. So, why not tailor the security need to situations this segment is more apt to experience and value such as chemical spills, exposure to contaminants, victimization by criminals, disruptions due to workplace violence and natural disaster, and fire and all the other possibilities mentioned above?

Taking a practical approach might be a stronger motivational tact that could have appeal. Keeping security methodology simple might trigger yet another motivational strategy to address their lack of resources. Involving employees in the security process is certainly another approach to show value. Promoting the that the investment be undertaken in “little chunks” might encourage a greater appreciation for the need and increase preparedness by employing realistic and uncomplicated security plans and programs.

Another approach to the “little chunk” analogy might be the value of making minimal yet inexpensive changes that will cost little more than time and effort to close the existing security gaps. Pursuing these approaches might insure some measures are in place “Now” to insure readiness, avoid allegations of due diligence shortfalls or suggestions of irresponsibility and malfeasance. Lastly, instead of the buying motivation being driven by the proverbial “fear” approach we might build a client following based on the clear understanding of the need. These strategies factored by a prioritized understanding that “little chunks” can bring about a greater degree of security preparedness rather than doing nothing will greatly enhance this business segments security posture.